joan stoddard

Favorite Financial Advice To Give:

Pay yourself first and make sure you get your employer match from your retirement plan.

Hobbies:

Traveling, reading, and hiking.

Fun Fact:

I kissed a stingray for good luck in the Cayman Islands!

Form ADV Part 2B BROCHURE SUPPLEMENT FOR SUPERVISED PERSONS Joan Lynn Stoddard

(CRD #5921997)

Tel. (866) 931-4099 www.learnvest.com LearnVest Planning Services, LLC 41 E 11th St, 2nd Floor New York, NY 10003 June 30, 2015

This Brochure Supplement (Form ADV Part 2B) provides information about  Brandie Alyssa Farnam, that supplements LearnVest Planning Services, LLC’s Disclosure Brochure (Form ADV Part 2A) (our “Brochure”). You already should have received a copy of our Brochure. Please contact us at SUPPORT@LEARNVESTPLANNING.COM if you did not receive our Brochure or if you have any questions about the contents of this supplement. Additional information about LearnVest Planning Services, LLC is available on the SEC website at www.adviserinfo.sec.gov.
Educational Background and Business Experience:

Joan Stoddard, born 1954.

Joan Stoddard currently serves as a Financial Planner for LearnVest Planning Services, LLC (the “Firm”).

Since August 2016, Ms. Stoddard has served as a Certified Financial Planner for the Firm. Prior to joining the Firm, from May 2011 to July 2016, Ms. Stoddard was a Multi-Channel Associate for Vanguard in Scottsdale, AZ. 

In 1979, Ms. Stoddard graduated from University of San Diego, CA with a BA in Accounting.

Ms. Stoddard is a Certified Financial Planner™ (CFP®).

The CFP designation identifies individuals who have completed the mandatory examination, education, experience and ethics requirements mandated by the CFP Board. Specifically, CFP candidates must have at least three years of qualifying work experience related to financial planning and must hold a bachelor’s degree from an accredited university. The CFP course of study and comprehensive examination includes case studies and client scenarios designed to test the ability to identify and address financial planning issues in areas including the general principles of financial planning, insurance planning, risk management, tax planning, employee benefits planning, investment planning, asset management, and retirement and estate planning. Individuals who become certified are required to complete 30 hours of continuing education every two years to maintain general competence and an awareness of relevant developments in the field. Finally, all CFP designees have agreed to adhere to the Standards of Professional Conduct, which require that CFPs provide financial planning services at a fiduciary standard of care. Failure to comply with these requirements may subject a designee to the CFP Board’s disciplinary process.

Disciplinary Information:

Ms. Stoddard has not been involved in any legal or disciplinary events material to a client’s or prospective client’s evaluation of Ms. Stoddard.

Other Business Activities:
  1. Ms. Stoddard is not actively engaged in any investment-related business or occupation, including being registered, or having an application pending to register, as a broker-dealer, registered representative of a broker-dealer, futures commission merchant (“FCM”), commodity pool operator (“CPO”), or commodity trading advisor (“CTA”), nor is she an associated person of an FCM, CPO, or CTA.
  1. Ms. Stoddard is not actively engaged in any business or occupation for compensation not discussed in response to Item 4.(A), above, that provides a substantial source of Ms. Stoddard’s income or involves a substantial amount of Ms. Stoddard’s time.

Additional Compensation:

Ms. Stoddard may receive performance-based compensation from LearnVest based on the conversion of new planning subscriptions. Ms. Stoddard does not receive any economic benefit associated with the sale of financial instruments or client referrals.

Supervision:

Ms. Stoddard’s performance, activities and the advice she provides to clients are supervised by the Director of Financial Planning, Christopher Pimpo. Christopher Pimpo can be reached at (866) 931-4099.

More From the Knowledge Center

  • Need to Know
  • Get It Done
  • Wild Card
  • Dive Deeper

Featured Stories