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Form ADV Part 2B
BROCHURE SUPPLEMENT FOR SUPERVISED PERSONS
Cover page for Sean Michael Griffeth
(CRD # 6599572)
Tel. (866) 931-4099
LearnVest Planning Services, LLC
41 East 11th Street, 2nd Floor
New York, NY 10003
1375 N Scottsdale Rd, #370
Scottsdale, AZ 85257
October, 4 2017
This Brochure Supplement, Form ADV Part 2B, provides information about Sean Michael Griffeth that supplements LearnVest Planning Services, LLC’s Disclosure Brochure, Form ADV Part 2A, (our “Brochure”). You already should have received a copy of our Brochure. Please contact us at SUPPORT@LEARNVESTPLANNING.COM if you did not receive our Brochure or if you have any questions about the contents of this supplement. Additional information about LearnVest Planning Services, LLC is available on the SEC website at www.adviserinfo.sec.gov. Educational Background and Business Experience: Sean Michael Griffeth, born 1989. Mr. Griffeth currently serves as a LearnVest Planner for LearnVest Planning Services, LLC (the “Firm”). Since October 2017, Mr. Griffeth has served as a LearnVest Planner for the Firm. Prior to joining the Firm, from August 2015 to September 2017, Mr. Griffeth was Investment Advisor Representative for Elevated Retirement Group, in Murray, Utah. From June 2014 to July 2015, Mr. Griffeth was a Customer Service Representative for Integra Financial, in Logan, Utah. From April 2014 to June 2014 Mr. Griffeth was an Intern for Mass Mutual, in Logan, Utah. From August 2011 to April 2014 Mr. Griffeth was a customer service representative for Integra Financial, in Logan, Utah. In 2015, Mr. Griffeth graduated from Utah State University in Logan, Utah with a Bachelor’s Degree in Accounting. The role of the financial planner at LearnVest is to collaborate with clients in order to help develop an actionable financial plan for them, using a set of planning standards that have been established by the company. They may also provide continual advice as clients work toward implementing various parts of their plan. Planners employed by the firm are required to complete an internal training program that begins with intensive classroom sessions before directly working with clients. During the final phase, each planner’s proficiency is evaluated based on their coursework and client interactions. After the training program is completed, planners are continually evaluated on their performance by management and members of the quality assurance team to ensure they are adhering to company planning standards and maintaining client satisfaction. Disciplinary Information: Mr. Griffeth has not been involved in any legal or disciplinary events material to a client’s or prospective client’s evaluation of Mr. Griffeth.
Other Business Activities:
Mr. Griffeth is not actively engaged in any investment-related business or occupation, including being registered, or having an application pending to register, as a broker-dealer, registered representative of a broker-dealer, futures commission merchant (“FCM”), commodity pool operator (“CPO”), or commodity trading advisor (“CTA”), nor is he an associated person of an FCM, CPO, or CTA.
Mr. Griffeth is not actively engaged in any business or occupation for compensation not discussed in response to Item 4(A), above, that provides a substantial source of Mr. Griffeth’s income or involves a substantial amount of Mr. Griffeth’s time.
Additional Compensation:Mr. Griffeth does not receive any economic benefit associated with the sale of financial instruments or client referrals.
Mr. Griffeth’s performance, activities and the advice he provides to clients are supervised by the Director of Financial Planning, Christopher Pimpo. Christopher can be reached at (866) 413-7883.
Requirements for State-Registered Advisers: N/A
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